Vice President, Auditor, Markets

In this role, you will make an impact in the following ways:

• Oversees risk-focused audit activities, in accordance with Internal Audit policies, methodologies, and standards to identify meaningful issues, risks and other exposures in areas being audited.

• Collaborating with Audit Leadership team to determine and prioritize regulatory priorities and business strategies.

• Working as an “in-charge” on audits and/or regulatory validations related to Swap Dealer Risk Management, market risk management, global markets trading, securities finance, liquidity and margin services.

• Familiar with key aspects of the Market Risk Management (MRM) framework including market risk regulatory capital calculations, related regulatory reporting (FFIEC102), VaR/SVaR back testing, market risk limits, covered position recognition, implementation of forthcoming Fundamental Review of the Trading Book (FRTB) requirements. etc.

• Has demonstrated ability to articulate difficult concepts to others, adapting communication methods/approaches as necessary.

• Providing Senior Management with recommendations and consultation to improve reimagine audit processes and practices.

• Identifies inconsistencies with the control environment, regulatory requirements and best practices and initiates the development of a structure or solution to address the issue(s).

• Strong project management skills creating long- and short-term plans, including setting targets for milestones and adhering to deadlines.

• Working with relevant stakeholders to deliver, monitor and communicate progress towards goals.

• Identifying and providing recommendations on improvements across the organization

• Identifies opportunities for the use of automation and makes recommendations for software support requests.

• No direct reports. Demonstrates leadership through work guidance and training of less experienced peers and through advice to assigned clients.

To be successful in this role, we’re seeking the following:

• Bachelor's degree or equivalent combination of education and work experience required.

• 7-10 years of total work experience preferred.

• Prior experience in Internal Audit and/or Knowledge and experience in the following areas preferred:

• Market Risk Management; including global regulatory requirements

• Capital Markets, including:

• Fixed income & Equities Trading

• Broker Dealer compliance

• Foreign Exchange Trading (Spot, Forwards, Derivative. Options)

• Derivatives Trading (Interest Rates/Equity)

• Swap Dealer (CFTC Rule Compliance)

• Securities Finance

• Liquidity and Margin services

• Familiarity with new innovative AI-enabled audit testing and continuous auditing concepts is a plus.

• Additional core skill requirements include understanding of the applied and interpretation of analytics results for Audit, critical thinking and problem solving.